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🌶️ Zach Harris 🥀
@zachharris.eth
Hi /jobs quick update - After consulting for the past few years - I’ve moved in-house as a product lead for an alt asset management firm … As they are a broker dealer and subject to finra, sec and a few other kinds of compliance, I’m limited in what opinions I can publicly share on ERC-20 culture coins… AMA
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Zak El Fassi
@zef
this reminds me of working at FB and being VERY limited on how much i bring of my opinionated self outside the company’s walls,except here i guess it’s an legal obligation? does this affect your on-chain activity in any way? do you have blackout/clear trading windows or is it a “while you have a job” situation?
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🌶️ Zach Harris 🥀
@zachharris.eth
Yup. It does… A few things I need to be mindful of now: - Submit all wallet holdings and positions for regulatory - Pre-clear any trades on any and all positions (including NFT mints) - Logic is to limit conflicts, insider trading, and non material public info Doesn't apply to Airdrops I think tho!
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Zak El Fassi
@zef
“hey mr/s manager, can i buy a billion $DEGEN ?” must make for an interesting 1:1 conversation 😂 Congrats and good luck!! This whole regulatory aspect of the job must be interesting for all web3 companies and i wonder if it’s already solved for/there are startups that are building to solve it.
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🌶️ Zach Harris 🥀
@zachharris.eth
I think there are different levels of Not Financial Advice depending on how many scruples the SEC, FED, and FINRA has w/ the sorts of things you're disrupting and or touching. In this case, they touch just a few.
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