Content
@
0 reply
0 recast
0 reaction
Andy Jagoe
@andyjagoe
exempt reporting advisers (ERAs) aren't governed by the Custody Rule like registered investment advisers anyone know what rules apply to an ERAs handling of customer funds? when LP invests in an SPV, what rules govern flow of funds from LP to SPV to startup? https://www.law.cornell.edu/cfr/text/17/275.206(4)-2
0 reply
0 recast
6 reactions
